Clustering of Similar Historical Alarm Subsequences in Industrial Control Systems Using Alarm Series and Characteristic Coactivations

Alarm flood similarity analysis (AFSA) methods are frequently used as a primary step for root-cause analysis, alarm flood pattern mining, and online operator support. AFSA methods have been promoted in several research activities in recent years. However, addressing an often-observed ambiguity of th...

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Autores principales: Gianluca Manca, Marcel Dix, Alexander Fay
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Lenguaje:EN
Publicado: IEEE 2021
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spelling oai:doaj.org-article:141d40dec0854c39b15ace30a9ac041e2021-11-30T00:00:13ZClustering of Similar Historical Alarm Subsequences in Industrial Control Systems Using Alarm Series and Characteristic Coactivations2169-353610.1109/ACCESS.2021.3128695https://doaj.org/article/141d40dec0854c39b15ace30a9ac041e2021-01-01T00:00:00Zhttps://ieeexplore.ieee.org/document/9617607/https://doaj.org/toc/2169-3536Alarm flood similarity analysis (AFSA) methods are frequently used as a primary step for root-cause analysis, alarm flood pattern mining, and online operator support. AFSA methods have been promoted in several research activities in recent years. However, addressing an often-observed ambiguity of the order of alarms and the annunciation of irrelevant alarms in otherwise similar alarm subsequences remains a challenging task. To address and solve these limitations, this paper presents a novel AFSA method that uses alarm series as input to two extended term frequency-inverse document frequency (TF-IDF)-based clustering approaches, a dimensionality reduction technique, and a novel outlier validation. The method proposed here utilizes both characteristic alarm variables and their coactivations, thus, emphasizing the dynamic properties of alarms to a greater extent. Our method is compared to three relevant methods from the literature. The effectiveness and performance of the examined methods are illustrated by means of an openly accessible dataset based on the “Tennessee-Eastman-Process”. It is shown that the integration of alarm series data improves the overall performance and robustness of the AFSA. Furthermore, the clustering results are less influenced by the ambiguity of the order of alarms and irrelevant alarms, thus overcoming a persistent challenge in alarm management research.Gianluca MancaMarcel DixAlexander FayIEEEarticleAbnormal situationsalarm analysisalarm floodsalarm managementindustrial alarm systemsindustrial process diagnosisElectrical engineering. Electronics. Nuclear engineeringTK1-9971ENIEEE Access, Vol 9, Pp 154965-154974 (2021)
institution DOAJ
collection DOAJ
language EN
topic Abnormal situations
alarm analysis
alarm floods
alarm management
industrial alarm systems
industrial process diagnosis
Electrical engineering. Electronics. Nuclear engineering
TK1-9971
spellingShingle Abnormal situations
alarm analysis
alarm floods
alarm management
industrial alarm systems
industrial process diagnosis
Electrical engineering. Electronics. Nuclear engineering
TK1-9971
Gianluca Manca
Marcel Dix
Alexander Fay
Clustering of Similar Historical Alarm Subsequences in Industrial Control Systems Using Alarm Series and Characteristic Coactivations
description Alarm flood similarity analysis (AFSA) methods are frequently used as a primary step for root-cause analysis, alarm flood pattern mining, and online operator support. AFSA methods have been promoted in several research activities in recent years. However, addressing an often-observed ambiguity of the order of alarms and the annunciation of irrelevant alarms in otherwise similar alarm subsequences remains a challenging task. To address and solve these limitations, this paper presents a novel AFSA method that uses alarm series as input to two extended term frequency-inverse document frequency (TF-IDF)-based clustering approaches, a dimensionality reduction technique, and a novel outlier validation. The method proposed here utilizes both characteristic alarm variables and their coactivations, thus, emphasizing the dynamic properties of alarms to a greater extent. Our method is compared to three relevant methods from the literature. The effectiveness and performance of the examined methods are illustrated by means of an openly accessible dataset based on the “Tennessee-Eastman-Process”. It is shown that the integration of alarm series data improves the overall performance and robustness of the AFSA. Furthermore, the clustering results are less influenced by the ambiguity of the order of alarms and irrelevant alarms, thus overcoming a persistent challenge in alarm management research.
format article
author Gianluca Manca
Marcel Dix
Alexander Fay
author_facet Gianluca Manca
Marcel Dix
Alexander Fay
author_sort Gianluca Manca
title Clustering of Similar Historical Alarm Subsequences in Industrial Control Systems Using Alarm Series and Characteristic Coactivations
title_short Clustering of Similar Historical Alarm Subsequences in Industrial Control Systems Using Alarm Series and Characteristic Coactivations
title_full Clustering of Similar Historical Alarm Subsequences in Industrial Control Systems Using Alarm Series and Characteristic Coactivations
title_fullStr Clustering of Similar Historical Alarm Subsequences in Industrial Control Systems Using Alarm Series and Characteristic Coactivations
title_full_unstemmed Clustering of Similar Historical Alarm Subsequences in Industrial Control Systems Using Alarm Series and Characteristic Coactivations
title_sort clustering of similar historical alarm subsequences in industrial control systems using alarm series and characteristic coactivations
publisher IEEE
publishDate 2021
url https://doaj.org/article/141d40dec0854c39b15ace30a9ac041e
work_keys_str_mv AT gianlucamanca clusteringofsimilarhistoricalalarmsubsequencesinindustrialcontrolsystemsusingalarmseriesandcharacteristiccoactivations
AT marceldix clusteringofsimilarhistoricalalarmsubsequencesinindustrialcontrolsystemsusingalarmseriesandcharacteristiccoactivations
AT alexanderfay clusteringofsimilarhistoricalalarmsubsequencesinindustrialcontrolsystemsusingalarmseriesandcharacteristiccoactivations
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