An experimental test of the effects of redacting grant applicant identifiers on peer review outcomes

Background: Blinding reviewers to applicant identity has been proposed to reduce bias in peer review. Methods: This experimental test used 1200 NIH grant applications, 400 from Black investigators, 400 matched applications from White investigators, and 400 randomly selected applications from White i...

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Autores principales: Richard K Nakamura, Lee S Mann, Mark D Lindner, Jeremy Braithwaite, Mei-Ching Chen, Adrian Vancea, Noni Byrnes, Valerie Durrant, Bruce Reed
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Publicado: eLife Sciences Publications Ltd 2021
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spelling oai:doaj.org-article:4651d2b1a8d44468be90e5e3581652392021-11-24T11:37:02ZAn experimental test of the effects of redacting grant applicant identifiers on peer review outcomes10.7554/eLife.713682050-084Xe71368https://doaj.org/article/4651d2b1a8d44468be90e5e3581652392021-10-01T00:00:00Zhttps://elifesciences.org/articles/71368https://doaj.org/toc/2050-084XBackground: Blinding reviewers to applicant identity has been proposed to reduce bias in peer review. Methods: This experimental test used 1200 NIH grant applications, 400 from Black investigators, 400 matched applications from White investigators, and 400 randomly selected applications from White investigators. Applications were reviewed by mail in standard and redacted formats. Results: Redaction reduced, but did not eliminate, reviewers’ ability to correctly guess features of identity. The primary, preregistered analysis hypothesized a differential effect of redaction according to investigator race in the matched applications. A set of secondary analyses (not preregistered) used the randomly selected applications from White scientists and tested the same interaction. Both analyses revealed similar effects: Standard format applications from White investigators scored better than those from Black investigators. Redaction cut the size of the difference by about half (e.g. from a Cohen’s d of 0.20–0.10 in matched applications); redaction caused applications from White scientists to score worse but had no effect on scores for Black applications. Conclusions: Grant-writing considerations and halo effects are discussed as competing explanations for this pattern. The findings support further evaluation of peer review models that diminish the influence of applicant identity. Funding: Funding was provided by the NIH.Richard K NakamuraLee S MannMark D LindnerJeremy BraithwaiteMei-Ching ChenAdrian VanceaNoni ByrnesValerie DurrantBruce ReedeLife Sciences Publications Ltdarticlepeer reviewracial disparitiesracial biasscience fundinghalo effectsMedicineRScienceQBiology (General)QH301-705.5ENeLife, Vol 10 (2021)
institution DOAJ
collection DOAJ
language EN
topic peer review
racial disparities
racial bias
science funding
halo effects
Medicine
R
Science
Q
Biology (General)
QH301-705.5
spellingShingle peer review
racial disparities
racial bias
science funding
halo effects
Medicine
R
Science
Q
Biology (General)
QH301-705.5
Richard K Nakamura
Lee S Mann
Mark D Lindner
Jeremy Braithwaite
Mei-Ching Chen
Adrian Vancea
Noni Byrnes
Valerie Durrant
Bruce Reed
An experimental test of the effects of redacting grant applicant identifiers on peer review outcomes
description Background: Blinding reviewers to applicant identity has been proposed to reduce bias in peer review. Methods: This experimental test used 1200 NIH grant applications, 400 from Black investigators, 400 matched applications from White investigators, and 400 randomly selected applications from White investigators. Applications were reviewed by mail in standard and redacted formats. Results: Redaction reduced, but did not eliminate, reviewers’ ability to correctly guess features of identity. The primary, preregistered analysis hypothesized a differential effect of redaction according to investigator race in the matched applications. A set of secondary analyses (not preregistered) used the randomly selected applications from White scientists and tested the same interaction. Both analyses revealed similar effects: Standard format applications from White investigators scored better than those from Black investigators. Redaction cut the size of the difference by about half (e.g. from a Cohen’s d of 0.20–0.10 in matched applications); redaction caused applications from White scientists to score worse but had no effect on scores for Black applications. Conclusions: Grant-writing considerations and halo effects are discussed as competing explanations for this pattern. The findings support further evaluation of peer review models that diminish the influence of applicant identity. Funding: Funding was provided by the NIH.
format article
author Richard K Nakamura
Lee S Mann
Mark D Lindner
Jeremy Braithwaite
Mei-Ching Chen
Adrian Vancea
Noni Byrnes
Valerie Durrant
Bruce Reed
author_facet Richard K Nakamura
Lee S Mann
Mark D Lindner
Jeremy Braithwaite
Mei-Ching Chen
Adrian Vancea
Noni Byrnes
Valerie Durrant
Bruce Reed
author_sort Richard K Nakamura
title An experimental test of the effects of redacting grant applicant identifiers on peer review outcomes
title_short An experimental test of the effects of redacting grant applicant identifiers on peer review outcomes
title_full An experimental test of the effects of redacting grant applicant identifiers on peer review outcomes
title_fullStr An experimental test of the effects of redacting grant applicant identifiers on peer review outcomes
title_full_unstemmed An experimental test of the effects of redacting grant applicant identifiers on peer review outcomes
title_sort experimental test of the effects of redacting grant applicant identifiers on peer review outcomes
publisher eLife Sciences Publications Ltd
publishDate 2021
url https://doaj.org/article/4651d2b1a8d44468be90e5e358165239
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